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  • M. Burger, T. Graepel, and K. Obermayer. Phase Transitions in Soft Topographic Vector Quantization. . In W. Gerstner, A. Germond, M. Hasler, and J. Nicoud, editors, Artificial Neural Networks - ICANN 97, pages 619-624. Springer-Verlag, 1997.
    (FTP Gzipped PostScript, 6 pages, 71 kb)
    We have developed an algorithm (STVQ) for the optimization of neighbourhood preserving maps by applying deterministic annealing to an energy function for topographic vector quantization. The combinatorial optimization problem is solved by introducing temperature dependent fuzzy assignments of data points to cluster centers and applying an EM-type algorithm at each temperature while annealing. The annealing process exhibits phase transitions in the cluster representation for which we calcul ate critical modes and temperatures expressed in terms of the neighbourhood function and the covariance matrix of the data. In particular, phase transitions corresponding to the automatic selection of feature dimensions are explored analytically and numer ically for finite temperatures. Results are related to those obtained earlier for Kohonens SOM-algorithm which can be derived as an approximation to STVQ. The deterministic annealing approach makes it possible to use the neighbourhood function solely to encode desired neighbourhood relations. The working of the annealing process is visualized by showing the effects of ``heating on the topological structure of a two-dimensional map of the plane.